Non-compliance
Non-Compliance is operated by a team of industry veterans who work across the financial services industry. We review submissions from the public regarding issues they've experienced with their investment platform of choice
Once reviewed we publish a select few periodically - usually grouped around key themes and repetitive issues being discovered
We work for free. The mission is simple : Highlight non-compliant issues sitting in the public domain yet the Regulators apparently can not spot!
Found an issue with your broker? Use the form below to raise your question with us.
Wanna join the team and help out reviewing user submissions? Contact us using the form below
Hargreaves Lansdown
On balance HL are one of the better platforms when it comes to most compliance obligations
So much so that other platforms appear to copy HL rather than make their own judgement!
Trading212
Having gotten into bother for their lack of ISA compliance in recent times you'd imagine they'd have upped their game!
But in terms of sheer number of errors : Trading212 are usually top of the leaderboard
AJBell
With an uncanny similarity to HL data, AJBell has cleaned up it's act recently!
However copying HL isn't always perfect and inhouse knowledge appears to be letting them down. Our conversations with the Help Desk exposed a lack of knowledge.
